Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Jo Goreham | 2948712 | 2 | 01/26/2009 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Richard Allan Shaw | 1592514 | 1 | 01/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Wright Bell | 2378665 | 2 | 01/08/2009 | Customer Dispute | Denied | $5,383.39 | $0.00 | See FINRA Report |
| Travis Jerome Hughes | 1532177 | 7 | 01/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Francis Doumani | 1356417 | 2 | 12/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Lester Krebs | 2448364 | 5 | 12/17/2008 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Robert Baldacci | 3037308 | 3 | 12/16/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Travis Jerome Hughes | 1532177 | 7 | 12/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Lewis Goldston | 4579391 | 1 | 11/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeong Han Kim | 4406438 | 2 | 11/18/2008 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |