Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lloyd Winkler | 4406481 | 7 | 03/13/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jay Keith Rosenblatt | 1711390 | 1 | 03/13/2009 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Andrew David Byron | 2612485 | 7 | 03/10/2009 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Stephen Russell Story | 2002474 | 7 | 03/04/2009 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Joseph Frank Valz | 4324627 | 1 | 02/27/2009 | Customer Dispute | Denied | $108,000.00 | $0.00 | See FINRA Report |
| David Lee Murdock | 2385324 | 1 | 02/19/2009 | Customer Dispute | Denied | $18,656.70 | $0.00 | See FINRA Report |
| Brian James Megley | 2302308 | 5 | 02/08/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexey Bulankov | 4061360 | 3 | 02/03/2009 | Customer Dispute | Denied | $66,000.00 | $0.00 | See FINRA Report |
| Walter Giovanny Suarez | 4862075 | 1 | 02/03/2009 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Thomas Kevin Dougherty | 1745868 | 1 | 01/26/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |