Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pavlos Peter Panagopoulos | 1544849 | 2 | 06/10/2009 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Cleo W Holder | 1067352 | 3 | 06/09/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Buster Shepherd | 733808 | 1 | 06/02/2009 | Customer Dispute | Denied | $7,403.78 | $0.00 | See FINRA Report |
| Pavlos Peter Panagopoulos | 1544849 | 2 | 05/27/2009 | Customer Dispute | Denied | $95,700.00 | $0.00 | See FINRA Report |
| Lawrence Ira Goldstein | 3223787 | 10 | 04/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frances Kaimihau Wright | 2608171 | 2 | 04/27/2009 | Customer Dispute | Denied | $22,555.00 | $0.00 | See FINRA Report |
| David Moore Gates | 1464282 | 1 | 04/21/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Robert Wierhake | 1332844 | 1 | 04/21/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Champion | 4485669 | 2 | 04/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Capaldo | 2539787 | 5 | 04/14/2009 | Customer Dispute | Denied | $20,313.60 | $0.00 | See FINRA Report |