Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rod I Skaf | 2822001 | 4 | 08/26/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Robert Olson | 1831698 | 1 | 08/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Wilford Cole | 1037963 | 2 | 08/10/2009 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Arthur Hardy | 2918501 | 1 | 07/29/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ernest Anthony Cozzi | 1173200 | 5 | 07/06/2009 | Customer Dispute | Denied | $230,000.00 | $0.00 | See FINRA Report |
| Mitchel David Shapiro | 1288816 | 1 | 07/02/2009 | Customer Dispute | Denied | $86,113.20 | $0.00 | See FINRA Report |
| Theresa Harris Goldsmith | 1263235 | 2 | 06/29/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David George Reneau | 2766306 | 2 | 06/29/2009 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Bruno Peraza | 2430260 | 3 | 06/19/2009 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| William Frederic Perry | 2037680 | 2 | 06/19/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |