Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Presciliano Ortega | 1058215 | 3 | 03/12/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith Paul Leblanc | 2544732 | 1 | 02/12/2010 | Customer Dispute | Denied | $6,530.44 | $0.00 | See FINRA Report |
| Al Elnasser | 2410541 | 7 | 01/29/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Jay Larson | 4683570 | 1 | 01/08/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Lee Bazata | 1004839 | 1 | 12/23/2009 | Customer Dispute | Denied | $49,014.20 | $0.00 | See FINRA Report |
| Stephen Keith Tucker | 2879717 | 3 | 11/30/2009 | Customer Dispute | Denied | $23,366.30 | $0.00 | See FINRA Report |
| Phillip John Mottini | 2549026 | 2 | 11/23/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David John Peichert | 1271350 | 2 | 11/23/2009 | Customer Dispute | Denied | $69,490.00 | $0.00 | See FINRA Report |
| Joan Tozer | 4601539 | 1 | 11/03/2009 | Customer Dispute | Denied | $6,078.62 | $0.00 | See FINRA Report |
| Clifford Ray Warden | 3129139 | 2 | 08/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |