Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Scott Coren | 1191972 | 2 | 08/12/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Helen Hui Zhou | 4713583 | 1 | 06/29/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan Christopher Davis | 2468251 | 5 | 06/16/2010 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Mark D Douglas | 4245437 | 1 | 06/14/2010 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| James George Witkowski | 4221931 | 2 | 05/25/2010 | Customer Dispute | Denied | $5,820.31 | $0.00 | See FINRA Report |
| Mark Alan Tarshis | 3258892 | 1 | 05/21/2010 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Richard Scott Koblick | 5174582 | 2 | 04/07/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Huston Keebler | 1557887 | 4 | 03/29/2010 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Stephen William Richman | 853284 | 1 | 03/24/2010 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Alton Brett Melancon | 4332927 | 3 | 03/16/2010 | Customer Dispute | Denied | $33,304.00 | $0.00 | See FINRA Report |