Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Edward Riedl | 3165287 | 1 | 04/28/2011 | Customer Dispute | Denied | $11,116.70 | $0.00 | See FINRA Report |
| Jonathan Patrick Carroll | 5110360 | 1 | 04/25/2011 | Customer Dispute | Denied | $13,809.00 | $0.00 | See FINRA Report |
| Joseph Wesley Clegg | 4358688 | 3 | 02/09/2011 | Customer Dispute | Denied | $11,159.70 | $0.00 | See FINRA Report |
| Kevin Edward Leszczynski | 1141360 | 1 | 02/02/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George W Hunter | 4741429 | 2 | 01/06/2011 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Douglas James Propeck | 1470266 | 2 | 12/17/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Richard Abaunza | 3172450 | 1 | 11/04/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Charles Henry Cory | 1249947 | 2 | 09/09/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen John Quiner | 1152908 | 1 | 08/20/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Franklin Vieth | 1925999 | 2 | 08/17/2010 | Customer Dispute | Denied | $5,797.00 | $0.00 | See FINRA Report |