Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Christian Rasband | 5544915 | 1 | 01/31/2012 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Sarah Elizabeth Brechbuehl | 4499643 | 1 | 01/23/2012 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Richard Wayne Severt | 2605730 | 2 | 12/26/2011 | Customer Dispute | Denied | $5,531.96 | $0.00 | See FINRA Report |
| David Lee Rhodes | 2620006 | 9 | 10/28/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Janenne Marie Lackey | 4142760 | 2 | 08/19/2011 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| James Lee Hall | 1305791 | 1 | 06/03/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Borge Borresen | 856665 | 2 | 05/18/2011 | Customer Dispute | Denied | $7,665.00 | $0.00 | See FINRA Report |
| Damon Gregory Lichtenberger | 4736845 | 2 | 05/16/2011 | Customer Dispute | Denied | $9,897.53 | $0.00 | See FINRA Report |
| Ernest Anthony Cozzi | 1173200 | 5 | 05/11/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Lloyd Beiswanger | 4446451 | 1 | 05/09/2011 | Customer Dispute | Denied | $104,924.00 | $0.00 | See FINRA Report |