Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Edward Boles | 2771368 | 4 | 10/16/2012 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Ronald Reed McCook | 4155186 | 3 | 07/26/2012 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Kimberly R Superneau | 4548225 | 2 | 07/13/2012 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Ronald Gahleong Kam | 1590759 | 1 | 06/11/2012 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Stephen Kerutis | 2345517 | 7 | 05/31/2012 | Customer Dispute | Denied | $79,000.00 | $0.00 | See FINRA Report |
| David Adam Packer | 5269055 | 2 | 05/10/2012 | Customer Dispute | Denied | $56,244.00 | $0.00 | See FINRA Report |
| Robert Maury Eastmann | 1594289 | 3 | 03/08/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Phillip Shaun McDuffee | 2026653 | 3 | 02/29/2012 | Customer Dispute | Denied | $72,000.00 | $0.00 | See FINRA Report |
| Casey A Stromer | 4943206 | 1 | 02/14/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Louis Kadala | 2358123 | 3 | 02/10/2012 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |