Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Allan Marshall | 1023070 | 3 | 03/19/2013 | Customer Dispute | Denied | $456,000.00 | $0.00 | See FINRA Report |
| Timothy Mayo Roscher | 2540584 | 1 | 02/13/2013 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Phillip Edward Curoe | 2660452 | 1 | 01/31/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott Douglas Reisenweaver | 2485345 | 1 | 12/20/2012 | Customer Dispute | Denied | $3,500,000.00 | $0.00 | See FINRA Report |
| James Patrick McCloskey | 2844851 | 2 | 12/12/2012 | Customer Dispute | Denied | $8,123.31 | $0.00 | See FINRA Report |
| Drew Daniel Dehnicke | 4424053 | 1 | 11/29/2012 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Duane T Garth | 1998639 | 1 | 11/06/2012 | Customer Dispute | Denied | $670,000.00 | $0.00 | See FINRA Report |
| Steven H Degraff | 4649473 | 2 | 11/02/2012 | Customer Dispute | Denied | $11,378.00 | $0.00 | See FINRA Report |
| David Todd Harding | 2762385 | 3 | 10/30/2012 | Customer Dispute | Denied | $84,000.00 | $0.00 | See FINRA Report |
| Richard Louis Capullo | 1023179 | 1 | 10/24/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |