Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen John Fisher | 2826733 | 1 | 08/01/2013 | Customer Dispute | Denied | $21,690.90 | $0.00 | See FINRA Report |
| Barbara Ann Koontz | 1487389 | 3 | 07/30/2013 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Brian Michael Neyland | 2399536 | 1 | 07/22/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Russell Aiken | 1036253 | 2 | 06/04/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Arne Hogg | 4722897 | 1 | 05/30/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alton Brett Melancon | 4332927 | 3 | 05/28/2013 | Customer Dispute | Denied | $47,000.00 | $0.00 | See FINRA Report |
| Todd Edwin Richardson | 1251378 | 1 | 04/24/2013 | Customer Dispute | Denied | $47,321.60 | $0.00 | See FINRA Report |
| Kevin H O Brien | 2904484 | 1 | 04/23/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Kevin Dugan | 1024104 | 2 | 04/11/2013 | Customer Dispute | Denied | $56,240.60 | $0.00 | See FINRA Report |
| Ronald David Greenberg | 3244215 | 2 | 03/25/2013 | Customer Dispute | Denied | $30,932.00 | $0.00 | See FINRA Report |