Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Douglas Reinhart | 2895883 | 3 | 11/07/2013 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| James Douglas Reinhart | 2895883 | 3 | 11/07/2013 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| James Douglas Reinhart | 2895883 | 3 | 10/31/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Michael Jeffrey | 1052111 | 7 | 10/23/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jaclyn Rae Evavold | 1537320 | 1 | 10/18/2013 | Customer Dispute | Denied | $9,300.00 | $0.00 | See FINRA Report |
| Andrew David Byron | 2612485 | 7 | 09/25/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Ross Peterson | 3075803 | 1 | 08/26/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Glen Zahorian | 1628835 | 4 | 08/21/2013 | Customer Dispute | Denied | $78,000.00 | $0.00 | See FINRA Report |
| Frank Richard Nickey | 4287405 | 2 | 08/21/2013 | Customer Dispute | Denied | $16,501.00 | $0.00 | See FINRA Report |
| Daniel James Rickett | 2305063 | 1 | 08/14/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |