Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Blake Evers | 1810428 | 1 | 03/11/2014 | Customer Dispute | Denied | $5,775.00 | $0.00 | See FINRA Report |
| Thomas Michael Jeffrey | 1052111 | 7 | 02/14/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Ryan Leggett | 5637241 | 1 | 02/12/2014 | Customer Dispute | Denied | $37,700.00 | $0.00 | See FINRA Report |
| Don Clay Hall | 823983 | 8 | 02/03/2014 | Customer Dispute | Denied | $10,426.30 | $0.00 | See FINRA Report |
| Lance Allan Moody | 2411418 | 2 | 01/22/2014 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| William G Langenstein | 4474175 | 1 | 01/22/2014 | Customer Dispute | Denied | $13,704.00 | $0.00 | See FINRA Report |
| Andrew John Costanzo | 54857 | 2 | 01/13/2014 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Marc Anthony Canovali | 2435000 | 1 | 01/10/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Phillip Dibella | 1614429 | 5 | 12/02/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joon M Baek | 5722195 | 1 | 11/19/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |