Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Scott Rossler | 2962399 | 1 | 09/05/2014 | Customer Dispute | Denied | $17,400.00 | $0.00 | See FINRA Report |
| David Alan Meek | 3048173 | 2 | 08/27/2014 | Customer Dispute | Denied | $8,656.43 | $0.00 | See FINRA Report |
| Louis Frederick Body | 2974917 | 1 | 07/31/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marcus Todd Alley | 5426975 | 1 | 07/28/2014 | Customer Dispute | Denied | $29,250.00 | $0.00 | See FINRA Report |
| Colin Christy Kelty | 5859007 | 4 | 07/07/2014 | Customer Dispute | Denied | $10,458.90 | $0.00 | See FINRA Report |
| Jeffrey Allen Prentice | 2333374 | 1 | 06/24/2014 | Customer Dispute | Denied | $21,837.30 | $0.00 | See FINRA Report |
| Theodore Bernhardt Erickson | 2376988 | 4 | 04/29/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Evans Lee Taylor | 2101193 | 1 | 04/17/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Diane Marie Muhler | 1877141 | 1 | 04/09/2014 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Curtis Dickerson Pilson | 1853722 | 3 | 04/07/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |