Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Albert Wilkes | 2486272 | 2 | 04/13/2015 | Customer Dispute | Denied | $7,307.37 | $0.00 | See FINRA Report |
| Jerry Paul Garceau | 1617919 | 1 | 03/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Konstantinos Billis | 2680358 | 3 | 03/13/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Larry Martin | 4056001 | 1 | 03/10/2015 | Customer Dispute | Denied | $5,252.91 | $0.00 | See FINRA Report |
| Gregory John Halstead | 1626685 | 6 | 02/26/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marcos Guillermo Ubinas | 4452665 | 1 | 02/05/2015 | Customer Dispute | Denied | $82,071.30 | $0.00 | See FINRA Report |
| Edward C Yoon | 2408137 | 4 | 01/16/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas James Weisenberger | 1017523 | 1 | 01/15/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Christopher Scalia | 2561079 | 1 | 01/15/2015 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Sandra Lynn Warren | 2041234 | 1 | 10/17/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |