Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Joseph Amico | 4309276 | 1 | 08/19/2015 | Customer Dispute | Denied | $13,297.00 | $0.00 | See FINRA Report |
| Marcus Copeland Stone | 5659959 | 1 | 08/11/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Eric Todd Stuckey | 2445666 | 10 | 08/04/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Sharron Crutchfield Ross | 5779664 | 1 | 07/30/2015 | Customer Dispute | Denied | $8,074.12 | $0.00 | See FINRA Report |
| Stephen Kerutis | 2345517 | 7 | 06/25/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Michael Cartolano | 1673541 | 5 | 06/23/2015 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Steven Douglas White | 1553285 | 1 | 06/16/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rod I Skaf | 2822001 | 4 | 06/09/2015 | Customer Dispute | Denied | $33,584.50 | $0.00 | See FINRA Report |
| Alexander William Lippert | 5871229 | 1 | 06/01/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stuart Laurence Rosenthal | 1839398 | 2 | 05/29/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |