Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shelly Ann Trytek Terzolo | 4589751 | 1 | 12/28/2015 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| James Abner Garland | 1073785 | 1 | 12/25/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Joseph Brungardt | 1357194 | 1 | 12/11/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas James Ealy | 863042 | 5 | 12/10/2015 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Eric Peter Burton | 3113849 | 5 | 11/23/2015 | Customer Dispute | Denied | $10,617.00 | $0.00 | See FINRA Report |
| Lydia Faye Mobley | 2498748 | 1 | 10/30/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Babcock | 4444468 | 1 | 09/30/2015 | Customer Dispute | Denied | $16,500.00 | $0.00 | See FINRA Report |
| Sarah Elizabeth Stouffer | 3077823 | 1 | 09/24/2015 | Customer Dispute | Denied | $13,164.00 | $0.00 | See FINRA Report |
| Randall Robert Murphy | 5109573 | 1 | 09/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stacey Lynn Casey | 2772645 | 2 | 08/31/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |