Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony August Anzer | 2212484 | 1 | 04/02/2016 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Williams | 4260515 | 2 | 03/28/2016 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |
| Howard Jay Rubin | 5836057 | 1 | 03/24/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Phillip Dibella | 1614429 | 5 | 03/18/2016 | Customer Dispute | Denied | $50,400.00 | $0.00 | See FINRA Report |
| Andrew James Mahaven | 5429352 | 1 | 03/10/2016 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Thomas Edward Anderson | 4543380 | 1 | 03/03/2016 | Customer Dispute | Denied | $19,177.20 | $0.00 | See FINRA Report |
| Brian Thomas Mills | 2071799 | 1 | 03/01/2016 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Jessica Kramser King | 5613982 | 1 | 02/24/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeremy Charles Smith | 4873325 | 1 | 01/15/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan Roy Abbett | 1817336 | 1 | 01/05/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |