Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lloyd Winkler | 4406481 | 7 | 02/17/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Edward Boles | 2771368 | 4 | 02/07/2017 | Customer Dispute | Denied | $11,538.30 | $0.00 | See FINRA Report |
| Mark Anthony Nemmers | 4296170 | 1 | 01/20/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Gulyamov | 5049773 | 4 | 01/13/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Volini | 5693453 | 2 | 01/11/2017 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Christopher Scott Smith | 2265603 | 4 | 01/05/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Gulyamov | 5049773 | 4 | 12/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nhien Yen Levitt | 5039336 | 1 | 12/07/2016 | Customer Dispute | Denied | $36,296.40 | $0.00 | See FINRA Report |
| Timothy Edward Benner | 2668171 | 1 | 11/29/2016 | Customer Dispute | Denied | $27,619.80 | $0.00 | See FINRA Report |
| Brian Grant Neuhardt | 3120818 | 3 | 11/15/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |