Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eliab F Alonzo | 5098689 | 1 | 08/11/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Lee | 1857818 | 3 | 07/23/2017 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Omar Maslic | 4413924 | 1 | 06/21/2017 | Customer Dispute | Denied | $5,129.43 | $0.00 | See FINRA Report |
| Emily Ann Secord | 5919546 | 1 | 06/16/2017 | Customer Dispute | Denied | $11,353.00 | $0.00 | See FINRA Report |
| Robin Vail Platt | 2584058 | 2 | 06/12/2017 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Chikako Kashino | 2738091 | 1 | 06/12/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Lief Collins | 2787822 | 4 | 05/19/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Alan Kirkham | 1917966 | 1 | 05/10/2017 | Customer Dispute | Denied | $134,000.00 | $0.00 | See FINRA Report |
| Charles Willard Johnson | 1807015 | 2 | 03/27/2017 | Customer Dispute | Denied | $11,220.50 | $0.00 | See FINRA Report |
| Robert Joseph Zacharias | 3043115 | 4 | 03/06/2017 | Customer Dispute | Denied | $17,800.00 | $0.00 | See FINRA Report |