Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dominic Edward Marsico | 837526 | 2 | 09/04/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Peter Konstantinos Billis | 2680358 | 3 | 08/30/2018 | Customer Dispute | Denied | $115,000.00 | $0.00 | See FINRA Report |
| Samantha A Frasier | 4969953 | 1 | 08/14/2018 | Customer Dispute | Denied | $15,335.60 | $0.00 | See FINRA Report |
| Jeffrey Thomas Williams | 4260515 | 2 | 08/10/2018 | Customer Dispute | Denied | $24,545.30 | $0.00 | See FINRA Report |
| Thomas John Hurt | 1549743 | 1 | 07/23/2018 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Jorge Cesar Escobedo | 4631949 | 1 | 06/22/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Peter Anthony Diulus | 1164297 | 3 | 06/07/2018 | Customer Dispute | Denied | $6,464.00 | $0.00 | See FINRA Report |
| Victor James Furniss | 5957759 | 3 | 05/31/2018 | Customer Dispute | Denied | $9,200.00 | $0.00 | See FINRA Report |
| Phillip William Cruikshank | 1931752 | 1 | 03/29/2018 | Customer Dispute | Denied | $8,208.07 | $0.00 | See FINRA Report |
| Robert Edward Waite | 4403425 | 1 | 03/12/2018 | Customer Dispute | Denied | $7,486.15 | $0.00 | See FINRA Report |