Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin James Larson | 3067781 | 2 | 10/10/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Scott Rossler | 2962399 | 1 | 09/05/2014 | Customer Dispute | Denied | $17,400.00 | $0.00 | See FINRA Report |
| David Alan Meek | 3048173 | 2 | 08/27/2014 | Customer Dispute | Denied | $8,656.43 | $0.00 | See FINRA Report |
| Don Clay Hall | 823983 | 8 | 08/19/2014 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Louis Frederick Body | 2974917 | 1 | 07/31/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kristie Kaye Jordahl | 4307281 | 1 | 07/28/2014 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Marcus Todd Alley | 5426975 | 1 | 07/28/2014 | Customer Dispute | Denied | $29,250.00 | $0.00 | See FINRA Report |
| Scott Allen van de Ven | 5874088 | 1 | 07/25/2014 | Customer Dispute | Settled | $64,745.00 | $0.00 | See FINRA Report |
| Brett Jurgen Fisher | 5264459 | 4 | 07/25/2014 | Customer Dispute | Closed-No Action | $8,900.50 | $0.00 | See FINRA Report |
| Juan Rascon | 5631144 | 3 | 07/14/2014 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |