Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Scott Cutshall | 1907599 | 2 | 01/13/2015 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Andrew Hoysick | 6244191 | 2 | 12/19/2014 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Jayson Call Walker | 1663961 | 5 | 12/10/2014 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Ernest Anthony Cozzi | 1173200 | 5 | 12/09/2014 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Jeffrey Charles Young | 1111994 | 3 | 12/05/2014 | Customer Dispute | Final | $50,000.00 | $0.00 | See FINRA Report |
| William Mark Yawn | 1192907 | 4 | 12/01/2014 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Sandra Lynn Warren | 2041234 | 1 | 10/17/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas James Ealy | 863042 | 5 | 10/17/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Anthony Lopopolo | 3054422 | 3 | 10/15/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Antonio Omar Gonzalez Davila | 2491572 | 6 | 10/15/2014 | Customer Dispute | Settled | $40,330.00 | $0.00 | See FINRA Report |