Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lloyd Winkler | 4406481 | 7 | 08/07/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Eric Todd Stuckey | 2445666 | 10 | 08/04/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Sharron Crutchfield Ross | 5779664 | 1 | 07/30/2015 | Customer Dispute | Denied | $8,074.12 | $0.00 | See FINRA Report |
| John Joseph Coloso | 1286282 | 1 | 06/26/2015 | Customer Dispute | Withdrawn | $10,136.00 | $0.00 | See FINRA Report |
| Stephen Kerutis | 2345517 | 7 | 06/25/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Michael Cartolano | 1673541 | 5 | 06/23/2015 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Steven Douglas White | 1553285 | 1 | 06/16/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rod I Skaf | 2822001 | 4 | 06/09/2015 | Customer Dispute | Denied | $33,584.50 | $0.00 | See FINRA Report |
| Albert Roy Leger | 2362902 | 1 | 06/09/2015 | Customer Dispute | Settled | $23,406.70 | $0.00 | See FINRA Report |
| Sophie M Lancaster | 4977599 | 1 | 06/05/2015 | Customer Dispute | Closed-No Action | $8,500.00 | $0.00 | See FINRA Report |