Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Michael Babcock | 4444468 | 1 | 09/30/2015 | Customer Dispute | Denied | $16,500.00 | $0.00 | See FINRA Report |
| Sarah Elizabeth Stouffer | 3077823 | 1 | 09/24/2015 | Customer Dispute | Denied | $13,164.00 | $0.00 | See FINRA Report |
| Randall Robert Murphy | 5109573 | 1 | 09/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stacey Lynn Casey | 2772645 | 2 | 08/31/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua Feller | 5121523 | 1 | 08/28/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kyong H Kim | 2510032 | 1 | 08/25/2015 | Customer Dispute | Award / Judgment | $25,791.80 | $0.00 | See FINRA Report |
| David Gulyamov | 5049773 | 4 | 08/24/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 08/20/2015 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Steven Joseph Amico | 4309276 | 1 | 08/19/2015 | Customer Dispute | Denied | $13,297.00 | $0.00 | See FINRA Report |
| Marcus Copeland Stone | 5659959 | 1 | 08/11/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |