Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Peter Burton | 3113849 | 5 | 11/23/2015 | Customer Dispute | Denied | $10,617.00 | $0.00 | See FINRA Report |
| Katherine Ruth Nithman | 1935296 | 1 | 11/18/2015 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Gregory Powell | 1217415 | 1 | 11/16/2015 | Customer Dispute | Settled | $2,015,000.00 | $0.00 | See FINRA Report |
| Roy Paul Niggebrugge | 3089780 | 2 | 11/14/2015 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| James Peter Lux | 2482506 | 2 | 11/10/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Lydia Faye Mobley | 2498748 | 1 | 10/30/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Antonio Omar Gonzalez Davila | 2491572 | 6 | 10/20/2015 | Customer Dispute | Settled | $397,000.00 | $0.00 | See FINRA Report |
| Timothy Howard Owings | 5392746 | 1 | 10/19/2015 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Curtis Dickerson Pilson | 1853722 | 3 | 10/12/2015 | Customer Dispute | Settled | $173,920.00 | $0.00 | See FINRA Report |
| Thomas James Ealy | 863042 | 5 | 10/02/2015 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |