Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Charles Smith | 4873325 | 1 | 01/15/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan Roy Abbett | 1817336 | 1 | 01/05/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shelly Ann Trytek Terzolo | 4589751 | 1 | 12/28/2015 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| James Abner Garland | 1073785 | 1 | 12/25/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Joseph Brungardt | 1357194 | 1 | 12/11/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Christian Helfrich | 2148292 | 4 | 12/11/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Thomas James Ealy | 863042 | 5 | 12/10/2015 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Matthew Joseph Waldrop | 4641178 | 1 | 11/25/2015 | Customer Dispute | Award / Judgment | $54,744.40 | $43,993.00 | See FINRA Report |
| Michael Phillip Gurzi | 4498434 | 2 | 11/24/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| J. Paul Escudero | 2111381 | 5 | 11/23/2015 | Customer Dispute | Settled | $11,500.00 | $0.00 | See FINRA Report |