Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Edward Benner | 2668171 | 1 | 11/29/2016 | Customer Dispute | Denied | $27,619.80 | $0.00 | See FINRA Report |
| Brian Grant Neuhardt | 3120818 | 3 | 11/15/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Erin McKenzie MacNeill | 4806231 | 1 | 11/11/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Phillip Dibella | 1614429 | 5 | 10/28/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kristopher B Smith | 4199159 | 5 | 10/26/2016 | Customer Dispute | Pending | $600,000.00 | $0.00 | See FINRA Report |
| Jonathan M Green | 4497497 | 1 | 10/17/2016 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Thomas David Fisher | 1528669 | 1 | 10/17/2016 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Gary Lee Lamusga | 1160789 | 1 | 10/14/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Rebecca Leigh Fisher | 4523868 | 1 | 09/27/2016 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Thomas H Kim | 2108627 | 3 | 09/27/2016 | Customer Dispute | Denied | $27,179.00 | $0.00 | See FINRA Report |