Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Antonio Omar Gonzalez Davila | 2491572 | 6 | 12/05/2017 | Customer Dispute | Denied | $297,300.00 | $0.00 | See FINRA Report |
| Howard Genden | 2450676 | 1 | 12/04/2017 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Lyle Maurer | 6415914 | 1 | 11/27/2017 | Customer Dispute | Denied | $39,500.00 | $0.00 | See FINRA Report |
| Laurence Mark Fotsch | 2003513 | 1 | 11/23/2017 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Robert Eric Magee | 1193738 | 33 | 11/03/2017 | Customer Dispute | Denied | $67,941.00 | $0.00 | See FINRA Report |
| Robert Ray Ow | 1205064 | 1 | 10/17/2017 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Antos | 1857829 | 1 | 10/13/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank A Deshantz | 5831976 | 2 | 10/05/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Nicholas Caputo | 1389962 | 4 | 09/26/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rod I Skaf | 2822001 | 4 | 09/12/2017 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |