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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 1,821 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gihan Anil Fernando44696696204/23/2024Customer DisputeSettled$565,254.00$0.00See FINRA Report
Gihan Anil Fernando44696696204/22/2024Customer DisputeSettled$200,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696204/11/2024Customer DisputeSettled$350,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696204/11/2024Customer DisputeSettled$250,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696204/09/2024Customer DisputeSettled$495,766.00$0.00See FINRA Report
John Leo Chiappetta4684789104/08/2024Customer DisputeDenied$0.00$0.00See FINRA Report
Paul Michael Weinberger2757427604/02/2024Customer DisputeSettled$0.00$0.00See FINRA Report
Kevin Joseph Wilson5435417104/01/2024Customer DisputeSettled$40,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696203/21/2024Customer DisputeSettled$210,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696203/21/2024Customer DisputeSettled$66,500.00$0.00See FINRA Report

1,821 Results

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