Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Edward Burns | 4066393 | 4 | 08/09/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Albert Monroe Campbell | 5369735 | 1 | 07/25/2019 | Customer Dispute | Denied | $8,296.00 | $0.00 | See FINRA Report |
| Miles Lane James | 2858981 | 2 | 07/01/2019 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Ronald Wayne Menard | 2971813 | 1 | 06/26/2019 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Susan June Derenzo | 4309660 | 1 | 06/20/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jason Patrick Riney | 5361364 | 1 | 06/07/2019 | Customer Dispute | Settled | $7,033.00 | $0.00 | See FINRA Report |
| John Russell Holland | 2538118 | 5 | 05/24/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Janet Rose Burke | 1142679 | 2 | 05/14/2019 | Customer Dispute | Denied | $464,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Derrig | 6407661 | 1 | 05/06/2019 | Customer Dispute | Settled | $6,233.43 | $0.00 | See FINRA Report |
| Joey Porfirio Snyder | 5815958 | 1 | 05/06/2019 | Customer Dispute | Denied | $15,300.00 | $0.00 | See FINRA Report |