Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francisco Javier Fernandez Leon | 5648271 | 7 | 01/24/2020 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Steven Trevor Skipper | 4265009 | 3 | 01/15/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Johnson Grookett | 1128940 | 1 | 12/20/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Meredith McCoy | 4557189 | 5 | 12/05/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Justin Marcus | 1160813 | 1 | 12/03/2019 | Customer Dispute | Denied | $66,166.90 | $0.00 | See FINRA Report |
| Diana Lynn Plucienkowski | 2669520 | 1 | 11/22/2019 | Customer Dispute | Denied | $76,085.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 11 | 11/18/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Richard Barry Canter | 2644093 | 2 | 11/15/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Brian Patrick Walsh | 2765722 | 1 | 11/06/2019 | Customer Dispute | Denied | $2,308.00 | $0.00 | See FINRA Report |
| Jason T Mellor | 2795200 | 1 | 11/04/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |