Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Edward Brunette | 813924 | 23 | 07/01/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Barry Paul Debany | 2208573 | 2 | 06/12/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Curtis Lawler | 1193477 | 6 | 05/21/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Kevin Meredith McCoy | 4557189 | 5 | 05/19/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Meredith McCoy | 4557189 | 5 | 05/13/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Samuel Waters | 734939 | 1 | 04/21/2020 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Jerry Francis Gintz | 1839109 | 1 | 04/21/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Lief Collins | 2787822 | 4 | 04/20/2020 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Stuart Bryan Haw | 2905167 | 3 | 04/01/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| William F Rugen | 1689041 | 1 | 03/27/2020 | Customer Dispute | Denied | $20,100.00 | $0.00 | See FINRA Report |