Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Verden Bever | 2603856 | 1 | 08/03/2020 | Customer Dispute | Closed-No Action | $290,000.00 | $0.00 | See FINRA Report |
| Michael Earl Bell | 1130667 | 1 | 07/27/2020 | Customer Dispute | Settled | $237,494.00 | $0.00 | See FINRA Report |
| Richard Bruno Casolari | 42779 | 4 | 07/24/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 11 | 07/22/2020 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 11 | 07/22/2020 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Frank Richard Nickey | 4287405 | 2 | 07/21/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 11 | 07/13/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Randall Jude Raciti | 1191411 | 1 | 07/03/2020 | Customer Dispute | Settled | $37,227.80 | $0.00 | See FINRA Report |
| Jesse Morgan Raines | 7097971 | 2 | 07/02/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 07/02/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |