Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Jeffrey Trent | 5039682 | 1 | 09/15/2020 | Customer Dispute | Closed-No Action | $27,000.00 | $0.00 | See FINRA Report |
| Matthew Lynn Metzger | 3246225 | 1 | 09/11/2020 | Customer Dispute | Denied | $16,763.00 | $0.00 | See FINRA Report |
| Christopher Robert Rubano | 1571187 | 1 | 09/10/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stuart Bryan Haw | 2905167 | 3 | 09/09/2020 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Erik Martin Larsen | 4464183 | 1 | 09/09/2020 | Customer Dispute | Settled | $182,000.00 | $0.00 | See FINRA Report |
| Teena Ann Milldebrandt | 4535766 | 3 | 08/25/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin S Berman | 2406962 | 2 | 08/24/2020 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Derek Guy McLean | 1939560 | 2 | 08/24/2020 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Serge Suleimani | 3272270 | 2 | 08/21/2020 | Customer Dispute | Denied | $44,348.30 | $0.00 | See FINRA Report |
| Steven Trevor Skipper | 4265009 | 3 | 08/07/2020 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |