Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bo Li | 2225599 | 1 | 11/23/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Lavern Kettle | 4798600 | 1 | 11/16/2020 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Peter Kyung Hoon Rhee | 2326728 | 4 | 11/16/2020 | Customer Dispute | Settled | $420,887.00 | $0.00 | See FINRA Report |
| Jose Maria Minoru Jimenez | 5452535 | 2 | 11/02/2020 | Customer Dispute | Closed-No Action | $19,809.00 | $0.00 | See FINRA Report |
| Sandy L Dorson | 5629572 | 2 | 10/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sandy L Dorson | 5629572 | 2 | 10/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Qiadong Zhao | 5696736 | 1 | 10/13/2020 | Customer Dispute | Denied | $160,000.00 | $0.00 | See FINRA Report |
| Jeffrey Gerard Meyers | 2192759 | 6 | 10/12/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jesse Morgan Raines | 7097971 | 2 | 10/05/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jason Bryce Covington | 4303657 | 2 | 09/30/2020 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |