Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold Francis Puhl | 1045552 | 5 | 05/24/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Timothy Richard Farris | 2178521 | 2 | 05/22/2024 | Customer Dispute | Pending | $33,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 05/20/2024 | Customer Dispute | Settled | $963,000.00 | $0.00 | See FINRA Report |
| Colin Christy Kelty | 5859007 | 4 | 05/15/2024 | Customer Dispute | Pending | $1,567,400.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 05/15/2024 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Mitchell Darrin Daley | 2733915 | 1 | 05/07/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary William Holland | 852976 | 6 | 05/05/2024 | Customer Dispute | Denied | $14,064.30 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 04/25/2024 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 04/25/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Patrick Dean Francisco | 1406350 | 2 | 04/24/2024 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |