Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Cosmo Ciocia | 1619245 | 2 | 05/19/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Peter Kyung Hoon Rhee | 2326728 | 4 | 05/09/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Weina Hou | 5901613 | 1 | 05/06/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason Bryce Covington | 4303657 | 2 | 04/27/2022 | Customer Dispute | Settled | $12,256.00 | $0.00 | See FINRA Report |
| Brion Patrick Harris | 3199095 | 9 | 04/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dimitar Nikolaev Mushkov | 5699156 | 1 | 04/18/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Don Clay Hall | 823983 | 8 | 04/05/2022 | Customer Dispute | Denied | $3,841.10 | $0.00 | See FINRA Report |
| Joshua Aaron Green | 4970616 | 3 | 03/22/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carmine Philip Anzalone | 6493 | 1 | 03/21/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Brian Robert Thomas | 5239983 | 2 | 03/21/2022 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |