Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Ryan Stucke | 4840895 | 6 | 07/02/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Michael George Breard | 4501865 | 1 | 07/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| David Joseph Perrotto | 4960240 | 2 | 06/27/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 06/25/2024 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 06/17/2024 | Customer Dispute | Settled | $830,000.00 | $0.00 | See FINRA Report |
| Andrew Spiro Pandis | 2928410 | 4 | 06/11/2024 | Customer Dispute | Pending | $450,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 06/08/2024 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |
| Joseph Gregory Hobbs | 5092184 | 2 | 06/06/2024 | Customer Dispute | Pending | $235,000.00 | $0.00 | See FINRA Report |
| Dennis Everett Herrera | 4772997 | 1 | 05/30/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Catherine Elizabeth Bradford | 3125440 | 1 | 05/27/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |