Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stanley Wong | 809384 | 23 | 10/21/1993 | Customer Dispute | Settled | $11,094.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 10/21/1993 | Customer Dispute | Settled | $14,382.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 10/21/1993 | Customer Dispute | Settled | $23,004.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 10/21/1993 | Customer Dispute | Settled | $23,004.00 | $0.00 | See FINRA Report |
| Daniel Doyle Porter | 849544 | 3 | 10/21/1993 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 07/15/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Ivan Bass | 14422 | 3 | 06/14/1993 | Customer Dispute | Award / Judgment | $1,120,540.00 | $346,100.00 | See FINRA Report |
| Benyamin Lipschitz | 1066066 | 2 | 04/07/1993 | Customer Dispute | Settled | $194,321.00 | $0.00 | See FINRA Report |
| Samuel David Moss | 718792 | 10 | 03/01/1993 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Ronald Dean Dawson | 825846 | 2 | 02/19/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |