Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Franklin Metcalf | 1280602 | 11 | 04/03/2023 | Customer Dispute | Settled | $499,999.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 11 | 04/03/2023 | Customer Dispute | Settled | $489,898.00 | $0.00 | See FINRA Report |
| Kevin Patrick Oneill | 2827191 | 1 | 03/30/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James William Robinson | 6388861 | 1 | 02/27/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Victor James Furniss | 5957759 | 3 | 02/06/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Brion Patrick Harris | 3199095 | 9 | 01/30/2023 | Customer Dispute | Settled | $882,000.00 | $0.00 | See FINRA Report |
| Eugene Paul Jordan | 727773 | 2 | 01/27/2023 | Customer Dispute | Closed-No Action | $17,526.40 | $0.00 | See FINRA Report |
| Scott Edward Oliphant | 4551455 | 2 | 01/20/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Robert Stanley Fagan | 1572927 | 3 | 01/20/2023 | Customer Dispute | Settled | $698,000.00 | $0.00 | See FINRA Report |
| David Palmer Stamper | 2301862 | 5 | 01/11/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |