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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 151-160 out of 1,821 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Stephanie Renee Hughes6563274105/18/2023Customer DisputeSettled$10,900.00$0.00See FINRA Report
David Taylor Hill1967778105/18/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Sacha MacKels6007329105/18/2023Customer DisputeSettled$10,900.00$0.00See FINRA Report
Rory Lee Pinsky6654081105/12/2023Customer DisputeSettled$26,000.00$0.00See FINRA Report
Trey Andrew Toifel5830403205/10/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Victor Maneel Aponte-Echevarria2492490205/05/2023Customer DisputeDenied$0.00$0.00See FINRA Report
William Walter Loberg4418093105/02/2023Customer DisputeSettled$0.00$0.00See FINRA Report
Blake Street Bolden5649364104/17/2023Customer DisputeDenied$160,000.00$0.00See FINRA Report
Robert Edward Burns4066393404/13/2023Customer DisputePending$0.00$0.00See FINRA Report
Adam Jude Corwin6650208104/04/2023Customer DisputeSettled$0.00$0.00See FINRA Report

1,821 Results

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