Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Zachary Lofton | 6723209 | 1 | 09/13/2023 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| John Neeman Coury | 6260315 | 1 | 09/07/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Edward Hutchingson | 2131647 | 2 | 09/06/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Gary William Holland | 852976 | 6 | 09/05/2023 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Andrew Spiro Pandis | 2928410 | 4 | 08/28/2023 | Customer Dispute | Settled | $12,385.60 | $0.00 | See FINRA Report |
| Patrick Joseph Groarke | 2213512 | 3 | 08/23/2023 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Andrew Spiro Pandis | 2928410 | 4 | 08/16/2023 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Bradley Ross Behrendt | 4472928 | 1 | 08/12/2023 | Customer Dispute | Settled | $20,248.00 | $0.00 | See FINRA Report |
| Tyler Phillip Malek | 6146044 | 1 | 08/10/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Craig Drewes Emerson | 2761245 | 1 | 07/31/2023 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |