Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Mushlock | 7669221 | 1 | 02/23/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Steven Ikerd | 6274541 | 2 | 01/04/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Austin P Streeper | 5758785 | 1 | 12/04/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Cullen Thomasson | 6585581 | 1 | 11/27/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew John Wagner | 4969693 | 1 | 08/28/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephan Daniel Winn | 3228543 | 2 | 11/16/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Clinton Evenson | 2921643 | 2 | 09/11/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Renee Inigo | 5718509 | 2 | 09/11/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Renee Inigo | 5718509 | 2 | 09/11/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sathesh Janaki | 5452880 | 2 | 08/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |