Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Damon Gregory Lichtenberger | 4736845 | 2 | 09/16/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steve Tawadrous | 5432841 | 1 | 06/23/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Sosa | 2447013 | 7 | 03/31/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Shaughnessy | 6202830 | 2 | 01/15/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Todd Harding | 2762385 | 3 | 12/05/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Wayne Heath | 5052209 | 1 | 09/21/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Anthony Gassen | 5248965 | 1 | 08/20/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Prentiss Quebedeau | 2147005 | 1 | 08/01/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bonnie Marie Roy | 1586877 | 1 | 07/17/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Avram Greenberg | 4884286 | 1 | 07/12/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |