Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kolby Paul Blatchford | 7004499 | 1 | 05/28/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Edward Fleming | 1284986 | 3 | 05/20/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Edward Fleming | 1284986 | 3 | 05/20/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Edward Fleming | 1284986 | 3 | 05/20/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric John Henry | 5842896 | 1 | 10/03/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Al Elnasser | 2410541 | 7 | 06/25/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerard Valenti | 6386849 | 1 | 03/17/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Calla Marie Poulos | 5866894 | 1 | 02/01/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Reed Rickert | 5634606 | 1 | 10/14/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyler James Johnson | 6252067 | 3 | 06/27/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |