Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Douglas Blair | 4014674 | 1 | 04/11/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexey Bulankov | 4061360 | 3 | 11/20/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Brent Probst | 7415053 | 1 | 09/21/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alex Palomino | 7441498 | 1 | 06/20/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andres Antonio Favela | 5586094 | 1 | 04/03/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Sosa | 2447013 | 7 | 10/14/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin Ercoline | 6918640 | 1 | 01/15/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Forrest Hollandsworth | 6571021 | 1 | 04/20/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Mogen Olson | 5142242 | 1 | 04/04/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Clement Feiler | 6358626 | 1 | 03/16/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |