Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stanley Joseph Smith | 1180473 | 4 | 02/04/2005 | Customer Dispute | Closed-No Action | $41,600.00 | $0.00 | See FINRA Report |
| Steven Jay Kuryla | 1517975 | 2 | 01/19/2005 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Lloyd Vincent Naes | 3009806 | 1 | 12/30/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gary William Holland | 852976 | 6 | 11/18/2004 | Customer Dispute | Closed-No Action | $156,066.00 | $0.00 | See FINRA Report |
| Harry Eric Keller | 716724 | 1 | 10/01/2004 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Sandra Kay Engstrom | 2636305 | 2 | 05/12/2004 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Elizabeth Adams Armstrong | 2680556 | 3 | 04/27/2004 | Customer Dispute | Closed-No Action | $120,000.00 | $0.00 | See FINRA Report |
| Richard Kenneth Hackett | 2603613 | 1 | 04/05/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Randy Lee Roesler | 2144474 | 3 | 03/24/2004 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Gilbert Eugene Moscatello | 2914731 | 1 | 01/17/2004 | Customer Dispute | Closed-No Action | $6,200.00 | $0.00 | See FINRA Report |