Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Martin Rosenberg | 1224716 | 9 | 09/07/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Charles Young | 1111994 | 3 | 06/05/2007 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| Janenne Marie Lackey | 4142760 | 2 | 06/05/2007 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| Jonathan Mitchel Lipchin | 2326770 | 2 | 12/26/2006 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| John Richard Creteau | 2327786 | 1 | 09/06/2006 | Customer Dispute | Closed-No Action | $217,889.00 | $0.00 | See FINRA Report |
| Linda Joyce Fox | 4152983 | 3 | 08/18/2006 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Travis Allen Tucker | 4089108 | 3 | 04/24/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Hugh Beese | 4301851 | 1 | 04/12/2006 | Customer Dispute | Closed-No Action | $5,690.00 | $0.00 | See FINRA Report |
| Victor Maneel Aponte-Echevarria | 2492490 | 2 | 10/07/2005 | Customer Dispute | Closed-No Action | $23,470.80 | $0.00 | See FINRA Report |
| Joseph Anthony Murto | 4509024 | 1 | 04/13/2005 | Customer Dispute | Closed-No Action | $22,555.00 | $0.00 | See FINRA Report |