Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carol L Buchman-Krutiansky | 2550086 | 1 | 11/20/2008 | Customer Dispute | Closed-No Action | $9,560.00 | $0.00 | See FINRA Report |
| Jeremy Michael Davis | 4924731 | 1 | 11/03/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Diana Beth Briegel | 4984538 | 1 | 10/15/2008 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Eric Todd Stuckey | 2445666 | 10 | 09/19/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Catharine Ann Dombrowski | 4694992 | 2 | 07/08/2008 | Customer Dispute | Closed-No Action | $6,061.00 | $0.00 | See FINRA Report |
| Linda Joyce Fox | 4152983 | 3 | 07/07/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Tyler Lee Ricottilli | 3125402 | 1 | 04/02/2008 | Customer Dispute | Closed-No Action | $7,500.00 | $0.00 | See FINRA Report |
| Robert Edwin Thrift | 2392747 | 2 | 02/11/2008 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Javier Alejandro Vallejo | 4698101 | 4 | 01/28/2008 | Customer Dispute | Closed-No Action | $8,200.00 | $0.00 | See FINRA Report |
| James Rowland Lane | 1746170 | 1 | 11/16/2007 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |